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CEOs4Heroes

Business Management

Asset Preservation Coordinator
The Asset Preservation Coordinator performs a variety of operational tasks for the asset preservation processes or functions. Takes accountability for entire process from receipt of work to resolution and closure. Tasks require coordination of information among various operational areas and customers.
Compliance Examiner - Membership Application Program
MAP Examiners review or investigate, in the context of new and continuing membership applications, risk areas of broker-dealers and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the U.S. financial markets. This position requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), excellent collaboration skills, and a strong commitment to ensuring that the securities industry operates fairly and honestly.
Compliance Examiner
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the U.S. financial markets. This position requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), and a strong commitment to ensuring that the securities industry operates fairly and honestly.
Regulatory Analyst
The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by FINRA.
Examination Mananger
The Examination Manager is responsible for the day-to-day supervision of the examinations of our largest and most complex members, special and cause examinations.
Enforcement Investigator
The Enforcement Investigator plans complex fraud investigations. This is a proficient-level professional position focused on polishing and expanding skills and working under limited guidance and supervision.
Enforcement Investigator
The Enforcement Investigator identifies and develops the most complex fraud investigations emerging in the market. This is an advanced/expert-level professional position focused on sharpening skills and working under limited guidance and supervision while mentoring and training junior level Enforcement Investigators.
Financial Operations Examiner
Conducts on-site examinations and assesses Floor member and member organization's financial and operational condition and compliance with securities rules and regulations.
Contract Specialist
Assists mid- to high-level contract professionals in working with internal and external customers on matters related to assigned federal contracts.
eLearning Developer
Essential Duties and Responsibilities: Include the following and others as assigned: Participate in the requirements definition, design, development, implementation, testing, maintenance and enhancement of computer-based training. Design and program eLearning interactions for courses. Work with team lead to ensure that assigned work is completed efficiently, meets business requirements, stays within scope, and is delivered on time. Create products that are 100% accessible as defined by Section 508 and W3C standards. Follows established eLearning development processes. Actively participa
A one‐time donation of $10 will be added to your mobile phone bill or deducted from your prepaid balance. Message and Data Rates May Apply. All charges are billed by and payable to your mobile service provider. Service is available on Verizon Wireless, AT&T, Sprint, and T-Mobile. By participating you certify that you agree to the terms and conditions, that you are 18 yrs or older, or have parental permission, and have authorization from the account holder. Donations are collected for the benefit of MWSF by the Innovative Giving Foundation and subject to the terms found at igfn.org/t. Privacy policy: igfn.org/p. Text STOP to 85944 to stop; Text HELP to 85944 for help.
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